Professional Profile
Representative Experience
- Served as the Audit Partner on over thirty public companies. As Partner-in-Charge of Energy, he led significant projects for firm clients, including IPOs, acquisitions, divestitures, transformations, financing, and strategy.
- Established the structure of CFO organizations and staffed the functional areas (Accounting, Treasury, IT, FP&A, Tax, HR).
- Led all aspects of a successful IPO. Including, Roadshow, pricing and closing.
- Led public debt financing offering and bank replacement financing.
- Managed all financial, accounting, treasury, and shareholder/investor relation aspects of a publicly held company and served on the Board of Directors.
- Led the implementation of internal control documentation and testing processes/procedures for Sarbanes-Oxley compliance.
- Actively involved in systems diagnostics and operational integration to automate, streamline, and maximize cost reductions and savings opportunities.
- Led continuous close processes and financial transformations through automation.
- Led risk management programs, treasury management, 401k and stock option plans, employee health and benefit programs and addressing human resource issues.
- Coordinated teams of up to one hundred individuals on multiple engagement projects including internal controls, Sarbanes-Oxley, financial reporting, energy risk management, acquisition due diligence, information systems consulting and special reporting.
- Securities and Exchange Commission experience:
- All applicable filings on Form 10-K, 10-Q, and 8-K, as well as proxy statements, comfort letters and SEC comment responses associated with various filings.
- Debt offerings on Form S-3 and Form S-4 (conversion of 144a offerings)
- Carve-out and initial public equity offerings on Form S-1.
- Responsible for all monthly, quarterly, and annual financial reporting (internal and external consolidated entity and by product line, functional area, and location).
- Represented management and served on committees of the BOD, full BOD meetings and led quarterly earning calls.
- Served on Executive, Project Approval, SOX Steering, IT Governance, IPO Steering, Credit, Enterprise Risk Management and Disclosure Committees of various entities.
- Served as Executive Advisor and on a Board of Advisors for various emerging companies